Comment on the RAND Corporation report on investor testing of the Securities and Exchange Commission’s (SEC) proposed Client Relationship Summary

February 15, 2019
CR Ltr to the SEC on RAND study
371.0 KB

Consumer Reports comments on the SEC’s proposed form that would require broker-dealers and investment advisers to disclose to retail investors their standard of conduct, fees, and conflicts of interest.

IssuesMoney
Expert
Pamela Banks
Senior Policy Counsel
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