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4 Ways The Proposed SEC Rule Should Be Strengthened To Protect Mutual Fund Investors

November 9, 2004
SEC_mutualfundrule_disclosure
15.3 KB

Investors desperately need pre-sale disclosures that alert them to conflicts of interest that may bias their broker’s recommendations and that help them to understand mutual fund costs.

IssuesMoney
Experts
Tim Marvin
Campaign Manager
Suzanne Martindale
Senior Policy Counsel & Western States Legislative Manager
Pamela Banks
Senior Policy Counsel
Michael McCauley
Associate Director, Strategic Communications
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